Phillips Shawn R's Form 4 filing
Carriage Services Inc (CSV) · filed Nov 25, 2024
- Accession no.
- 0001016281-24-000178
- Filed
- Nov 25, 2024
- Trade date
- Nov 21, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $195.9K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Phillips Shawn RCIK 0001427418 | Other: Sr. VP & Regional Partner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 21, 2024 | Common Stock | MOption exerciseAcquired | +2,680 | $20.06 | +$53,760.8 | 85,605 | Direct | |
| Nov 21, 2024 | Common Stock | MOption exerciseAcquired | +10,000 | $26.54 | +$265,400 | 95,605 | Direct | |
| Nov 21, 2024 | Common Stock | MOption exerciseAcquired | +13,288 | $25.43 | +$337,913.84 | 108,893 | Direct | |
| Nov 21, 2024 | Common Stock | FTax withholdingDisposed | −20,782 | $38.82 | −$806,757.24 | 88,111 | Direct | |
| Nov 21, 2024 | Common Stock | SSaleDisposed | −5,028 | $38.96F2 | −$195,890.88 | 83,083 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 21, 2024 | Common Stock | MOption exerciseDisposed | −2,680 | $0.00 | $0 | 7,020 | Direct | |
| Nov 21, 2024 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 28,600 | Direct | |
| Nov 21, 2024 | Common Stock | MOption exerciseDisposed | −13,288 | $0.00 | $0 | 3,322 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.91 to $39.01 per share. The reporting person undertakes to provide Carriage Services, Inc., any security holder of Carriage Services, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.