Phillips Shawn R's Form 4 filing
Carriage Services Inc (CSV) · filed Mar 9, 2022
- Accession no.
- 0001016281-22-000048
- Filed
- Mar 9, 2022
- Trade date
- Mar 7, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $61.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Phillips Shawn RCIK 0001427418 | Other: Senior Vice President |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 7, 2022 | Common Stock | MOption exerciseAcquired | +4,000 | $20.06 | +$80,240 | 105,789 | Direct | |
| Mar 7, 2022 | Common Stock | FTax withholdingDisposed | −2,760 | $51.16 | −$141,201.6 | 103,029 | Direct | |
| Mar 7, 2022 | Common Stock | SSaleDisposed | −1,201 | $51.16 | −$61,443.16 | 101,828 | Direct | |
| Mar 7, 2022 | Common Stock | MOption exerciseAcquired | +3,000 | $20.06 | +$60,180 | 104,828 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 7, 2022 | Common Stock | MOption exerciseDisposed | −4,000 | $0.00 | $0 | 12,700 | Direct | |
| Mar 7, 2022 | Common Stock | MOption exerciseDisposed | −3,000 | $0.00 | $0 | 9,700 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.