Brink Carl Benjamin's Form 4 filing
Carriage Services Inc (CSV) · filed Dec 3, 2021
- Accession no.
- 0001016281-21-000207
- Filed
- Dec 3, 2021
- Trade date
- Dec 1-3, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $105.7K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Brink Carl BenjaminCIK 0001643336 | Officer (EVP & Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 1, 2021 | Common Stock | MOption exerciseAcquired | +17,572 | $22.58 | +$396,775.76 | 37,186 | Direct | |
| Dec 1, 2021 | Common Stock | FTax withholdingDisposed | −11,500 | $52.47 | −$603,405 | 25,686 | Direct | |
| Dec 3, 2021 | Common Stock | SSaleDisposed | −2,000 | $52.84 | −$105,680 | 23,686 | Direct | |
| Dec 3, 2021 | Common Stock | MOption exerciseAcquired | +4,428 | $22.58 | +$99,984.24 | 28,114 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 1, 2021 | Common Stock | MOption exerciseDisposed | −17,572 | $0.00 | $0 | 4,428 | Direct | |
| Dec 3, 2021 | Common Stock | MOption exerciseDisposed | −4,428 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.