Payne Melvin C's Form 4 filing
Carriage Services Inc (CSV) · filed Dec 1, 2021
- Accession no.
- 0001016281-21-000205
- Filed
- Dec 1, 2021
- Trade date
- Nov 29-Dec 1, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.37M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Payne Melvin CCIK 0001024177 | Director, Officer (CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 29, 2021 | Common Stock | GGiftDisposed | −1,100 | $53.86 | −$59,246 | 1,255,119 | Direct | |
| Nov 30, 2021 | Common Stock | GGiftDisposed | −3,075 | $51.74 | −$159,100.5 | 1,252,044 | Direct | |
| Nov 30, 2021 | Common Stock | MOption exerciseAcquired | +81,000 | $22.58 | +$1,828,980 | 1,333,044 | Direct | |
| Nov 30, 2021 | Common Stock | FTax withholdingDisposed | −54,227 | $51.74 | −$2,805,704.98 | 1,278,817 | Direct | |
| Nov 30, 2021 | Common Stock | SSaleDisposed | −26,500 | $51.33 | −$1,360,245 | 1,252,317 | Direct | |
| Dec 1, 2021 | Common Stock | SSaleDisposed | −273 | $52.63 | −$14,367.99 | 1,252,044 | Direct | |
| Dec 1, 2021 | Common Stock | GGiftDisposed | −1,000 | $52.09 | −$52,090 | 1,251,044 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 30, 2021 | Common Stock | MOption exerciseDisposed | −81,000 | $22.58 | −$1,828,980 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.