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Murphy Richard B's Form 4 filing

Wintrust Financial Corp (WTFC) · filed Oct 28, 2021

Accession no.
0001015328-21-000185
Filed
Oct 28, 2021
Trade date
Oct 25-27, 2021
Filing delay
3 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market sales total $200.2K. It was filed 3 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Murphy Richard BCIK 0001267655Officer (VICE CHAIRMAN, LENDING)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 25, 2021Common StockSSaleDisposed−2,174$92.08−$200,181.9230,656Direct
Oct 27, 2021Common StockGGiftDisposed−518$0.00$030,138Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)