Skip to main content

Ugwumba Chidozie's Form 4 filing

Tessera Defense & Homeland Security Inc. (HLSQ) · filed Nov 14, 2022

Accession no.
0001014108-22-000162
Filed
Nov 14, 2022, 6:17 PM ET
Trade date
Sep 16-Oct 14, 2022
Filing delay
59 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 21 non-derivative transactions. Open-market sales total $107.2K. It was filed 59 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Ugwumba ChidozieCIK 0001835544Other: Exit Form 4 - former 10% owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 16, 2022Common StockSSaleDisposed−3,200$0.513−$1,641.63,346,027Indirect
Sep 19, 2022Common StockSSaleDisposed−13,870$0.485−$6,726.953,332,157Indirect
Sep 20, 2022Common StockSSaleDisposed−10,626$0.451−$4,792.333,321,531Indirect
Sep 21, 2022Common StockSSaleDisposed−5,574$0.427−$2,380.13,315,957Indirect
Sep 22, 2022Common StockSSaleDisposed−17,388$0.413−$7,181.243,298,569Indirect
Sep 23, 2022Common StockSSaleDisposed−5,306$0.374−$1,984.443,293,263Indirect
Sep 26, 2022Common StockSSaleDisposed−17,528$0.355−$6,222.443,275,735Indirect
Sep 27, 2022Common StockSSaleDisposed−4,866$0.331−$1,610.653,270,869Indirect
Sep 28, 2022Common StockSSaleDisposed−15,649$0.333−$5,211.123,255,220Indirect
Sep 29, 2022Common StockSSaleDisposed−3,300$0.349−$1,151.73,251,920Indirect
Sep 30, 2022Common StockSSaleDisposed−8,662$0.356−$3,083.673,243,258Indirect
Oct 3, 2022Common StockSSaleDisposed−15,022$0.33−$4,957.263,228,236Indirect
Oct 4, 2022Common StockSSaleDisposed−19,200$0.344−$6,604.83,209,036Indirect
Oct 5, 2022Common StockSSaleDisposed−46,785$0.435−$20,351.483,162,251Indirect
Oct 6, 2022Common StockSSaleDisposed−25,098$0.444−$11,143.513,137,153Indirect
Oct 7, 2022Common StockSSaleDisposed−24,708$0.358−$8,845.463,112,445Indirect
Oct 10, 2022Common StockSSaleDisposed−10,043$0.326−$3,274.023,102,402Indirect
Oct 11, 2022Common StockSSaleDisposed−5,988$0.332−$1,988.023,096,414Indirect
Oct 12, 2022Common StockSSaleDisposed−9,700$0.333−$3,230.13,086,714Indirect
Oct 13, 2022Common StockSSaleDisposed−11,314$0.33−$3,733.623,075,400Indirect
Oct 14, 2022Common StockSSaleDisposed−3,420$0.331−$1,132.023,071,980Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)