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Ugwumba Chidozie's Form 4 filing

Tessera Defense & Homeland Security Inc. (HLSQ) · filed Nov 14, 2022

Accession no.
0001014108-22-000161
Filed
Nov 14, 2022
Trade date
Aug 10-Sep 15, 2022
Filing delay
96 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 26 non-derivative transactions. Open-market sales total $184.7K. It was filed 96 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Ugwumba ChidozieCIK 0001835544Other: Exit Form 4 - former 10% owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 10, 2022Common StockSSaleDisposed−17,769$0.74−$13,149.063,620,077Indirect
Aug 11, 2022Common StockSSaleDisposed−9,824$0.74−$7,269.763,610,253Indirect
Aug 12, 2022Common StockSSaleDisposed−11,406$0.73−$8,326.383,598,847Indirect
Aug 15, 2022Common StockSSaleDisposed−7,200$0.75−$5,4003,591,647Indirect
Aug 16, 2022Common StockSSaleDisposed−8,563$0.73−$6,250.993,583,084Indirect
Aug 17, 2022Common StockSSaleDisposed−21,335$0.69−$14,721.153,561,749Indirect
Aug 18, 2022Common StockSSaleDisposed−7,764$0.68−$5,279.523,553,985Indirect
Aug 19, 2022Common StockSSaleDisposed−14,600$0.64−$9,3443,539,385Indirect
Aug 22, 2022Common StockSSaleDisposed−5,000$0.66−$3,3003,534,385Indirect
Aug 23, 2022Common StockSSaleDisposed−5,900$0.64−$3,7763,528,485Indirect
Aug 24, 2022Common StockSSaleDisposed−8,665$0.65−$5,632.253,519,820Indirect
Aug 25, 2022Common StockSSaleDisposed−26,945$0.72−$19,400.43,492,875Indirect
Aug 26, 2022Common StockSSaleDisposed−60,628$0.62−$37,589.363,432,247Indirect
Aug 29, 2022Common StockSSaleDisposed−11,533$0.57−$6,573.813,420,714Indirect
Aug 30, 2022Common StockSSaleDisposed−13,487$0.57−$7,687.593,407,227Indirect
Aug 31, 2022Common StockSSaleDisposed−4,540$0.55−$2,4973,402,687Indirect
Sep 1, 2022Common StockSSaleDisposed−8,297$0.55−$4,563.353,394,390Indirect
Sep 2, 2022Common StockSSaleDisposed−2,001$0.55−$1,100.553,392,389Indirect
Sep 6, 2022Common StockSSaleDisposed−6,403$0.55−$3,521.653,385,986Indirect
Sep 7, 2022Common StockSSaleDisposed−8,846$0.53−$4,688.383,377,140Indirect
Sep 8, 2022Common StockSSaleDisposed−4,592$0.52−$2,387.843,372,548Indirect
Sep 9, 2022Common StockSSaleDisposed−13,219$0.52−$6,873.883,359,329Indirect
Sep 12, 2022Common StockSSaleDisposed−1,700$0.54−$9183,357,629Indirect
Sep 13, 2022Common StockSSaleDisposed−2,201$0.53−$1,166.533,335,428Indirect
Sep 14, 2022Common StockSSaleDisposed−2,301$0.52−$1,196.523,353,127Indirect
Sep 15, 2022Common StockSSaleDisposed−3,900$0.53−$2,0673,349,227Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)