Skip to main content

Sheehan Jeannine's Form 4 filing

InfuSystem Holdings, Inc (INFU) · filed Jan 4, 2022

Accession no.
0001014108-22-000010
Filed
Jan 4, 2022
Trade date
Dec 30-31, 2021
Filing delay
5 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $135.1K. It was filed 5 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Sheehan JeannineCIK 0001775188Officer (Chief Administrative Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 30, 2021Common StockMOption exerciseAcquired+1,000$4.48+$4,48018,607Direct
Dec 30, 2021Common StockSSaleDisposed−1,000$17.00F1−$17,00017,607Direct
Dec 31, 2021Common StockMOption exerciseAcquired+6,943$4.48+$31,104.6424,550Direct
Dec 31, 2021Common StockSSaleDisposed−6,943$17.01F1−$118,100.4317,607Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Dec 30, 2021Common StockMOption exerciseDisposed−1,000$0.00$041,539Direct
Dec 31, 2021Common StockMOption exerciseDisposed−6,943$0.00$034,596Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is a weighted average price. The shares reported herein were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Referenced by the price of 2 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)