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Higgins John Gerard's Form 4 filing

Pegasystems Inc (PEGA) · filed Jun 13, 2025

Accession no.
0001013857-25-000182
Filed
Jun 13, 2025
Trade date
Jun 12, 2025
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.21M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Higgins John GerardCIK 0001915414Officer (Chief, Client &Partner Success)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 12, 2025Common stockMOption exerciseAcquired+40,000$33.90+$1,356,00059,013Direct
Jun 12, 2025Common stockFTax withholdingDisposed−28,170$102.46F1−$2,886,298.230,843Direct
Jun 12, 2025Common stockSSaleDisposed−11,830$102.23−$1,209,380.919,013Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jun 12, 2025Common stockMOption exerciseDisposed−40,000$0.00$064,768Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Represents the exercise price of the stock options referenced in Table II and Mr. Higgins's tax liability, which were paid by way of the Company withholding shares of equal value.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)