Trefler Leon's Form 4 filing
Pegasystems Inc (PEGA) · filed Sep 4, 2024
- Accession no.
- 0001013857-24-000202
- Filed
- Sep 4, 2024
- Trade date
- Sep 3, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 7 non-derivative transactions and 3 derivative transactions. Open-market sales total $52.9K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Trefler LeonCIK 0001480560 | Officer (Chief of Clients and Markets) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 3, 2024 | Common stock | SSaleDisposed | −752 | $70.41 | −$52,948.32 | 37,660 | Direct | |
| Sep 3, 2024 | Common stock | MOption exerciseAcquired | +588 | $0.00 | $0 | 38,248 | Direct | |
| Sep 3, 2024 | Common stock | FTax withholdingDisposed | −232 | $70.88 | −$16,444.16 | 38,016 | Direct | |
| Sep 3, 2024 | Common stock | MOption exerciseAcquired | +192 | $0.00 | $0 | 38,208 | Direct | |
| Sep 3, 2024 | Common stock | FTax withholdingDisposed | −76 | $70.88 | −$5,386.88 | 38,132 | Direct | |
| Sep 3, 2024 | Common stock | MOption exerciseAcquired | +334 | $0.00 | $0 | 38,466 | Direct | |
| Sep 3, 2024 | Common stock | FTax withholdingDisposed | −132 | $70.88 | −$9,356.16 | 38,334 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 3, 2024 | Common stock | MOption exerciseDisposed | −588 | $0.00 | $0 | 5,877 | Direct | |
| Sep 3, 2024 | Common stock | MOption exerciseDisposed | −192 | $0.00 | $0 | 1,153 | Direct | |
| Sep 3, 2024 | Common stock | MOption exerciseDisposed | −334 | $0.00 | $0 | 669 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.