Stillwell Kenneth's Form 4 filing
Pegasystems Inc (PEGA) · filed Sep 4, 2024
- Accession no.
- 0001013857-24-000201
- Filed
- Sep 4, 2024
- Trade date
- Sep 3, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 7 non-derivative transactions and 3 derivative transactions. Open-market sales total $211.2K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stillwell KennethCIK 0001680115 | Officer (COO, CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 3, 2024 | Common stock | SSaleDisposed | −3,000 | $70.41 | −$211,230 | 15,197 | Direct | |
| Sep 3, 2024 | Common stock | MOption exerciseAcquired | +1,175 | $0.00 | $0 | 16,372 | Direct | |
| Sep 3, 2024 | Common stock | FTax withholdingDisposed | −463 | $70.88 | −$32,817.44 | 15,909 | Direct | |
| Sep 3, 2024 | Common stock | MOption exerciseAcquired | +576 | $0.00 | $0 | 16,485 | Direct | |
| Sep 3, 2024 | Common stock | FTax withholdingDisposed | −227 | $70.88 | −$16,089.76 | 16,258 | Direct | |
| Sep 3, 2024 | Common stock | MOption exerciseAcquired | +697 | $0.00 | $0 | 16,955 | Direct | |
| Sep 3, 2024 | Common stock | FTax withholdingDisposed | −275 | $70.88 | −$19,492 | 16,680 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 3, 2024 | Common stock | MOption exerciseDisposed | −1,175 | $0.00 | $0 | 11,754 | Direct | |
| Sep 3, 2024 | Common stock | MOption exerciseDisposed | −576 | $0.00 | $0 | 3,458 | Direct | |
| Sep 3, 2024 | Common stock | MOption exerciseDisposed | −697 | $0.00 | $0 | 1,393 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.