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Akgonul Rifat Kerim's Form 4 filing

Pegasystems Inc (PEGA) · filed Mar 5, 2024

Accession no.
0001013857-24-000037
Filed
Mar 5, 2024
Trade date
Mar 1-4, 2024
Filing delay
4 days
Rule 10b5-1 plan
Checked

This filing lists 9 non-derivative transactions and 3 derivative transactions. Open-market sales total $132.8K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Akgonul Rifat KerimCIK 0001855325Officer (Chief Product Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 1, 2024Common stockSSaleDisposed−200$64.50−$12,90052,892Direct
Mar 1, 2024Common stockSSaleDisposed−1,250$66.47F2−$83,087.551,642Direct
Mar 1, 2024Common stockSSaleDisposed−550$66.93F3−$36,811.551,092Direct
Mar 1, 2024Common stockMOption exerciseAcquired+588$0.00$051,680Direct
Mar 1, 2024Common stockFTax withholdingDisposed−204$65.04−$13,268.1651,476Direct
Mar 4, 2024Common stockMOption exerciseAcquired+231$0.00$051,707Direct
Mar 4, 2024Common stockFTax withholdingDisposed−81$66.61−$5,395.4151,626Direct
Mar 4, 2024Common stockMOption exerciseAcquired+335$0.00$051,961Direct
Mar 4, 2024Common stockFTax withholdingDisposed−117$66.61−$7,793.3751,844Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 1, 2024Common stockMOption exerciseDisposed−588$0.00$07,052Direct
Mar 4, 2024Common stockMOption exerciseDisposed−231$0.00$01,844Direct
Mar 4, 2024Common stockMOption exerciseDisposed−335$0.00$01,337Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Represents the weighted average of sale prices, ranging from $65.80 to $66.78 . The individual has provided the Company, and undertakes to provide to the staff of the Security and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F3

Represents the weighted average of sale prices, ranging from $66.82 to $67.11. The individual has provided the Company, and undertakes to provide to the staff of the Security and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)