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Akgonul Rifat Kerim's Form 4 filing

Pegasystems Inc (PEGA) · filed Dec 8, 2023

Accession no.
0001013857-23-000219
Filed
Dec 8, 2023
Trade date
Dec 6-7, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $52.0K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Akgonul Rifat KerimCIK 0001855325Officer (Chief Product Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 6, 2023Common stockMOption exerciseAcquired+331$0.00$054,065Direct
Dec 6, 2023Common stockFTax withholdingDisposed−98$52.63−$5,157.7453,967Direct
Dec 7, 2023Common stockSSaleDisposed−1,000$52.03−$52,03052,967Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Dec 6, 2023Common stockMOption exerciseDisposed−331$0.00$0332Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)