Trefler Leon's Form 4 filing
Pegasystems Inc (PEGA) · filed Dec 5, 2023
- Accession no.
- 0001013857-23-000217
- Filed
- Dec 5, 2023
- Trade date
- Dec 1-4, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 7 non-derivative transactions and 3 derivative transactions. Open-market sales total $42.4K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Trefler LeonCIK 0001480560 | Officer (Chief of Clients and Markets) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 1, 2023 | Common stock | SSaleDisposed | −810 | $52.40 | −$42,444 | 24,402 | Direct | |
| Dec 1, 2023 | Common stock | MOption exerciseAcquired | +588 | $0.00 | $0 | 24,990 | Direct | |
| Dec 1, 2023 | Common stock | FTax withholdingDisposed | −144 | $51.98 | −$7,485.12 | 24,846 | Direct | |
| Dec 4, 2023 | Common stock | MOption exerciseAcquired | +193 | $0.00 | $0 | 25,039 | Direct | |
| Dec 4, 2023 | Common stock | FTax withholdingDisposed | −47 | $53.30 | −$2,505.1 | 24,992 | Direct | |
| Dec 4, 2023 | Common stock | MOption exerciseAcquired | +334 | $0.00 | $0 | 25,326 | Direct | |
| Dec 4, 2023 | Common stock | FTax withholdingDisposed | −82 | $53.30 | −$4,370.6 | 25,244 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 1, 2023 | Common stock | MOption exerciseDisposed | −588 | $0.00 | $0 | 7,640 | Direct | |
| Dec 4, 2023 | Common stock | MOption exerciseDisposed | −193 | $0.00 | $0 | 1,729 | Direct | |
| Dec 4, 2023 | Common stock | MOption exerciseDisposed | −334 | $0.00 | $0 | 1,672 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.