Trefler Leon's Form 4 filing
Pegasystems Inc (PEGA) · filed Sep 6, 2023
- Accession no.
- 0001013857-23-000177
- Filed
- Sep 6, 2023
- Trade date
- Sep 1-5, 2023
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Checked
This filing lists 7 non-derivative transactions and 3 derivative transactions. Open-market sales total $40.5K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Trefler LeonCIK 0001480560 | Officer (Chief of Clients and Markets) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2023 | Common stock | SSaleDisposed | −811 | $50.00 | −$40,550 | 25,697 | Direct | |
| Sep 1, 2023 | Common stock | MOption exerciseAcquired | +587 | $0.00 | $0 | 26,284 | Direct | |
| Sep 1, 2023 | Common stock | FTax withholdingDisposed | −143 | $49.66 | −$7,101.38 | 26,141 | Direct | |
| Sep 5, 2023 | Common stock | MOption exerciseAcquired | +192 | $0.00 | $0 | 26,333 | Direct | |
| Sep 5, 2023 | Common stock | FTax withholdingDisposed | −47 | $50.92 | −$2,393.24 | 26,286 | Direct | |
| Sep 5, 2023 | Common stock | MOption exerciseAcquired | +334 | $0.00 | $0 | 26,620 | Direct | |
| Sep 5, 2023 | Common stock | FTax withholdingDisposed | −82 | $50.92 | −$4,175.44 | 26,538 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2023 | Common stock | MOption exerciseDisposed | 0 | $0.00 | $0 | 8,228 | Direct | |
| Sep 5, 2023 | Common stock | MOption exerciseDisposed | 0 | $0.00 | $0 | 1,922 | Direct | |
| Sep 5, 2023 | Common stock | MOption exerciseDisposed | 0 | $0.00 | $0 | 2,006 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.