Stillwell Kenneth's Form 4 filing
Pegasystems Inc (PEGA) · filed Aug 26, 2021
- Accession no.
- 0001013857-21-000198
- Filed
- Aug 26, 2021
- Trade date
- Aug 24, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $146.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stillwell KennethCIK 0001680115 | Officer (COO, CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 24, 2021 | Common stock | MOption exerciseAcquired | +2,500 | $27.74 | +$69,350 | 9,844 | Direct | |
| Aug 24, 2021 | Common stock | FTax withholdingDisposed | −1,399 | $133.13F1 | −$186,248.87 | 8,445 | Direct | |
| Aug 24, 2021 | Common stock | SSaleDisposed | −1,101 | $133.10 | −$146,543.1 | 7,344 | Direct | |
| Aug 24, 2021 | Common stock | MOption exerciseAcquired | +5,576 | $27.74 | +$154,678.24 | 12,920 | Direct | |
| Aug 24, 2021 | Common stock | FTax withholdingDisposed | −3,120 | $133.12F1 | −$415,334.4 | 9,800 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 24, 2021 | Common stock | MOption exerciseDisposed | −2,500 | $0.00 | $0 | 5,576 | Direct | |
| Aug 24, 2021 | Common stock | MOption exerciseDisposed | −5,576 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the exercise price of the stock options referenced in Table II and Mr. Stillwell's tax liability, which were paid by way of the Company withholding shares of equal value.
Referenced by the price of 2 transactions in Table I.