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Chen Thomas C's Form 4 filing

Neonc Technologies Holdings, Inc. (NTHI) · filed Mar 28, 2025

Accession no.
0001013762-25-004347
Filed
Mar 28, 2025
Trade date
Mar 26, 2025
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 1 non-derivative transaction. It was filed 2 days after the trade.

This filing was later replaced by the amendment 0001213900-25-030062 (Apr 8, 2025). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Chen Thomas CCIK 0001998682Director, Officer (CEO), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 26, 2025Common StockJOtherDisposed−4,076$0.00F2$0220,787Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Not applicable. Number of shares transferred was based on a per share value of $18.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)