Gottschalk Max's Form 4/A amendment
AmendedPerfect Moment Ltd. (PMNT) · filed Mar 6, 2025
- Accession no.
- 0001013762-25-000231
- Filed
- Mar 6, 2025
- Trade date
- Feb 27-Mar 3, 2025
- Filing delay
- 7 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Mar 3, 2025
This filing lists 3 non-derivative transactions. Open-market purchases total $17.6K. It was filed 7 days after the trade.
This amendment replaces 0001213900-25-019594 (filed Mar 3, 2025).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gottschalk MaxCIK 0002009228 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 27, 2025 | Common Stock | PPurchaseAcquired | +10,000 | $1.01 | +$10,100 | 314,253 | Indirect | |
| Mar 3, 2025 | Common Stock | PPurchaseAcquired | +7,000 | $0.94F3 | +$6,580 | 321,253 | Indirect | |
| Mar 3, 2025 | Common Stock | PPurchaseAcquired | +1,000 | $0.90F4 | +$900 | 17,660 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Gottschalk Family Trust is the 100% owner of Joachim Gottschalk & Associates Ltd. and Credit Suisse Trust Limited is the Trustee of the Gottschalk Family Trust. Credit Suisse Trust Limited takes direction from the Reporting Person's Spouse, as a beneficiary of the Gottschalk Family Trust. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").
- F2
The aggregate number of shares of Issuer's Class A common stock (the "Shares") purchased by the Reporting Person on the same day at different prices.
- F3
Represents the weighted average purchase price. The Shares were purchased at prices ranging from $0.8999 to $0.96 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff the "Staff"), Issuer or any security holder, upon request.
Referenced by the price of 1 transaction in Table I.
- F4
Represents the weighted average purchase price. The Shares were purchased at prices ranging from $0.895 to $0.91 per share. Full information regarding the number of Shares sold at each price shall be provided to the Staff, Issuer or any security holder, upon request.
Referenced by the price of 1 transaction in Table I.
- F5
Shares owned by Reporting Person's spouse Jane Gottschalk. Reporting Person and his spouse each share voting and dispositive control over the shares of common stock beneficially owned by the other.
- F6
Fermain Limited ("Fermain") is controlled by Reporting Person and his spouse, Jane Gottschalk, each of whom shares voting and dispositive control over Fermain's shares with no single person controlling investment or voting decisions with respect to such shares. Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, if any. Inclusion of shares owned by Fermain shall not be deemed an admission that the Reporting Person is a beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended..