Navigation Capital Partners, Inc.'s Form 4 filing
American Virtual Cloud Technologies, Inc. (AVCT) · filed Oct 4, 2021
- Accession no.
- 0001013762-21-000174
- Filed
- Oct 4, 2021, 9:01 PM ET
- Trade date
- Sep 10, 2021
- Filing delay
- 24 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $24.3K. It was filed 24 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Navigation Capital Partners, Inc.CIK 0001809677 | 10% Owner |
| SPAC Opportunity Fund I, L.P.CIK 0001883907 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 10, 2021 | Common Stock | XIn-the-money exerciseAcquired | +2,429,561 | $0.01 | +$24,295.61 | 10,045,803 | Indirect | Duplicate filing |
| Sep 10, 2021 | Common Stock | SSaleDisposed | −6,079 | $4.00 | −$24,316 | 10,039,724 | Indirect | Duplicate filing |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 10, 2021 | Common Stock | XIn-the-money exerciseDisposed | −2,429,561 | $0.00 | $0 | 0 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.