Northern Right Capital Management, L.P.'s Form 4 filing
Great Elm Group, Inc. (GEG) · filed Jul 14, 2026
- Accession no.
- 0001013594-26-000739
- Filed
- Jul 14, 2026, 4:15 PM ET
- Trade date
- Jul 10, 2026
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 2 derivative transactions. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Northern Right Capital Management, L.P.CIK 0001346543 | 10% Owner, Other: Member of 13D 10% Group |
| BC Advisors LLCCIK 0001349003 | 10% Owner |
| Northern Right Capital (QP), L.P.CIK 0001451722 | 10% Owner |
| Northern Right Long Only Master Fund LPCIK 0002052537 | 10% Owner |
| Northern Right Fund GP LLCCIK 0002053060 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 10, 2026 | Common Stock | JOtherDisposed | −7,887 | $2.18 | −$17,193.66 | 4,243,168 | Indirect | |
| Jul 10, 2026 | Common Stock | JOtherAcquired | +7,887 | $2.18 | +$17,193.66 | 4,243,168 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 10, 2026 | Common Stock | JOtherDisposed | −3,769 | $100.00 | – | – | Indirect | |
| Jul 10, 2026 | Common Stock | JOtherAcquired | +3,769 | $100.00 | – | – | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
The Reporting Persons are jointly filing this Form 4.