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Nierenberg David's Form 4 filing

Potbelly Corp (PBPB) · filed Aug 7, 2024

Accession no.
0001013594-24-000623
Filed
Aug 7, 2024, 6:39 PM ET
Trade date
Aug 5-7, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 9 non-derivative transactions and 0 derivative transactions. Open-market purchases total $485.6K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Nierenberg DavidCIK 000104089910% Owner
Nierenberg Investment Management Company, LLCCIK 000128268310% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 5, 2024Common StockPPurchaseAcquired+13,886$6.48+$89,981.28878,887Indirect
Aug 5, 2024Common StockPPurchaseAcquired+25,268$6.48+$163,736.641,546,211Indirect
Aug 5, 2024Common StockPPurchaseAcquired+6,618$6.48+$42,884.64101,338Indirect
Aug 6, 2024Common StockPPurchaseAcquired+1,571$6.59+$10,352.89880,458Indirect
Aug 6, 2024Common StockPPurchaseAcquired+2,859$6.59+$18,840.811,549,070Indirect
Aug 6, 2024Common StockPPurchaseAcquired+749$6.59+$4,935.91102,087Indirect
Aug 7, 2024Common StockPPurchaseAcquired+7,097$6.62+$46,982.14887,555Indirect
Aug 7, 2024Common StockPPurchaseAcquired+12,915$6.62+$85,497.31,561,985Indirect
Aug 7, 2024Common StockPPurchaseAcquired+3,382$6.62+$22,388.84105,469Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)