Chappell Dale's Form 4 filing
Humanigen, Inc (HGEN) · filed May 20, 2022
- Accession no.
- 0001013594-22-000446
- Filed
- May 20, 2022, 5:57 PM ET
- Trade date
- May 18-20, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions. Open-market purchases total $2.26M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Chappell DaleCIK 0001379459 | Director, Officer (Chief Scientific Officer), 10% Owner |
| Black Horse Capital LPCIK 0001178179 | 10% Owner |
| Black Horse Capital Management LLCCIK 0001379554 | 10% Owner |
| Cheval Holdings, Ltd.CIK 0001679225 | 10% Owner |
| Black Horse Capital Master Fund Ltd.CIK 0001679234 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 18, 2022 | Common Stock, $0.001 par value | PPurchaseAcquired | +17,370 | $1.96 | +$34,079.94 | 988,859 | Indirect | |
| May 18, 2022 | Common Stock, $0.001 par value | PPurchaseAcquired | +34,740 | $1.96 | +$68,159.88 | 2,209,557 | Indirect | |
| May 18, 2022 | Common Stock, $0.001 par value | PPurchaseAcquired | +121,590 | $1.96 | +$238,559.58 | 8,066,575 | Indirect | |
| May 19, 2022 | Common Stock, $0.001 par value | PPurchaseAcquired | +32,381 | $2.19 | +$70,784.87 | 1,021,240 | Indirect | |
| May 19, 2022 | Common Stock, $0.001 par value | PPurchaseAcquired | +64,762 | $2.19 | +$141,569.73 | 2,274,319 | Indirect | |
| May 19, 2022 | Common Stock, $0.001 par value | PPurchaseAcquired | +226,665 | $2.19 | +$495,489.69 | 8,293,240 | Indirect | |
| May 20, 2022 | Common Stock, $0.001 par value | PPurchaseAcquired | +54,549 | $2.23 | +$121,535.17 | 1,075,789 | Indirect | |
| May 20, 2022 | Common Stock, $0.001 par value | PPurchaseAcquired | +109,098 | $2.23 | +$243,070.34 | 2,383,417 | Indirect | |
| May 20, 2022 | Common Stock, $0.001 par value | PPurchaseAcquired | +381,841 | $2.23 | +$850,741.75 | 8,675,081 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.