Chappell Dale's Form 4 filing
Humanigen, Inc (HGEN) · filed Mar 15, 2022
- Accession no.
- 0001013594-22-000291
- Filed
- Mar 15, 2022, 6:23 PM ET
- Trade date
- Mar 11, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market purchases total $3.00M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Chappell DaleCIK 0001379459 | Director, Officer (Chief Scientific Officer), 10% Owner |
| Black Horse Capital LPCIK 0001178179 | 10% Owner |
| Black Horse Capital Management LLCCIK 0001379554 | 10% Owner |
| Cheval Holdings, Ltd.CIK 0001679225 | 10% Owner |
| Black Horse Capital Master Fund Ltd.CIK 0001679234 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 11, 2022 | Common Stock, $0.001 par value | PPurchaseAcquired | +100,000 | $3.00 | +$300,000 | 971,489 | Indirect | |
| Mar 11, 2022 | Common Stock, $0.001 par value | PPurchaseAcquired | +200,000 | $3.00 | +$600,000 | 2,174,817 | Indirect | |
| Mar 11, 2022 | Common Stock, $0.001 par value | PPurchaseAcquired | +700,000 | $3.00 | +$2,100,000 | 7,944,985 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.