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Robie Robert J.'s Form 4 filing

Factset Research Systems Inc (FDS) · filed Sep 28, 2023

Accession no.
0001013237-23-000096
Filed
Sep 28, 2023
Trade date
Sep 27, 2023
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.29M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Robie Robert J.CIK 0001752592Officer (EVP, Institutional Buyside)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 27, 2023Common StockMOption exerciseAcquired+1,000$221.88+$221,8802,436Direct
Sep 27, 2023Common StockMOption exerciseAcquired+1,000$189.98+$189,9803,436Direct
Sep 27, 2023Common StockMOption exerciseAcquired+1,000$166.18+$166,1804,436Direct
Sep 27, 2023Common StockSSaleDisposed−3,000$431.34F1−$1,294,0201,436Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 27, 2023Common StockMOption exerciseDisposed−1,000$0.00$03,166Direct
Sep 27, 2023Common StockMOption exerciseDisposed−1,000$0.00$01,851Direct
Sep 27, 2023Common StockMOption exerciseDisposed−1,000$0.00$0968Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

This transaction was executed in multiple trades with sales prices ranging from $430.95 to $431.91. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)