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Snow Frederick Philip's Form 4 filing

Factset Research Systems Inc (FDS) · filed Feb 1, 2023

Accession no.
0001013237-23-000027
Filed
Feb 1, 2023
Trade date
Feb 1, 2023
Filing delay
Same day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.27M. It was filed on the trade date.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Snow Frederick PhilipCIK 0001611324Director, Officer (Chief Executive Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 1, 2023Common StockMOption exerciseAcquired+3,000$164.90+$494,70011,247.44Direct
Feb 1, 2023Common StockSSaleDisposed−330$418.93F2−$138,246.910,917.44Direct
Feb 1, 2023Common StockSSaleDisposed−231$420.95F3−$97,239.4510,686.44Direct
Feb 1, 2023Common StockSSaleDisposed−359$421.47F4−$151,307.7310,327.44Direct
Feb 1, 2023Common StockSSaleDisposed−2,068$423.00F5−$874,7648,259.44Direct
Feb 1, 2023Common StockSSaleDisposed−12$424.00−$5,0888,247.44Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 1, 2023Common StockMOption exerciseDisposed−3,000$0.00$054,000Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

This transaction was executed in multiple trades with sales prices ranging from $418.71 to $419.62. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F3

This transaction was executed in multiple trades with sales prices ranging from $420.36 to $421.21. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F4

This transaction was executed in multiple trades with sales prices ranging from $421.41 to $422.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F5

This transaction was executed in multiple trades with sales prices ranging from $422.79 to $423.62. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)