Snow Frederick Philip's Form 4 filing
Factset Research Systems Inc (FDS) · filed Jan 4, 2023
- Accession no.
- 0001013237-23-000003
- Filed
- Jan 4, 2023
- Trade date
- Jan 3, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.21M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Snow Frederick PhilipCIK 0001611324 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 3, 2023 | Common Stock | MOption exerciseAcquired | +3,000 | $164.90 | +$494,700 | 11,247.44 | Direct | |
| Jan 3, 2023 | Common Stock | SSaleDisposed | −656 | $401.50F2 | −$263,384 | 10,591.44 | Direct | |
| Jan 3, 2023 | Common Stock | SSaleDisposed | −1,016 | $402.71F3 | −$409,153.36 | 9,575.44 | Direct | |
| Jan 3, 2023 | Common Stock | SSaleDisposed | −1,328 | $403.91F4 | −$536,392.48 | 8,247.44 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 3, 2023 | Common Stock | MOption exerciseDisposed | −3,000 | $0.00 | $0 | 57,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades with sales prices ranging from $400.57 to $401.53. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades with sales prices ranging from $402.03 to $402.94. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades with sales prices ranging from $403.28 to $404.27. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.