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Robie Robert J.'s Form 4 filing

Factset Research Systems Inc (FDS) · filed Oct 7, 2022

Accession no.
0001013237-22-000151
Filed
Oct 7, 2022
Trade date
Oct 6, 2022
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.19M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Robie Robert J.CIK 0001752592Officer (EVP, Head of Trading&Analytics)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 6, 2022Common StockMOption exerciseAcquired+1,000$152.28+$152,2801,598Direct
Oct 6, 2022Common StockMOption exerciseAcquired+1,800$166.18+$299,1243,398Direct
Oct 6, 2022Common StockSSaleDisposed−2,800$424.50F1−$1,188,600598Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Oct 6, 2022Common StockMOption exerciseDisposed−1,000$0.00$0607Direct
Oct 6, 2022Common StockMOption exerciseDisposed−1,800$0.00$02,818Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

This transaction was executed in multiple trades with sales prices ranging from $424.03 to $424.84. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)