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Fernandez Gene D.'s Form 4 filing

Factset Research Systems Inc (FDS) · filed Apr 8, 2022

Accession no.
0001013237-22-000070
Filed
Apr 8, 2022
Trade date
Apr 7, 2022
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 10 non-derivative transactions and 2 derivative transactions. Open-market sales total $7.32M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Fernandez Gene D.CIK 0001723733Officer (Chief Tech & Content Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 7, 2022Common StockMOption exerciseAcquired+4,227$221.88+$937,886.764,227Direct
Apr 7, 2022Common StockMOption exerciseAcquired+12,290$192.11+$2,361,031.916,517Direct
Apr 7, 2022Common StockSSaleDisposed−4,220$444.62F1−$1,876,296.412,297Direct
Apr 7, 2022Common StockSSaleDisposed−7$445.39−$3,117.7312,290Direct
Apr 7, 2022Common StockSSaleDisposed−1,923$440.90F2−$847,850.710,367Direct
Apr 7, 2022Common StockSSaleDisposed−4,245$441.64F3−$1,874,761.86,122Direct
Apr 7, 2022Common StockSSaleDisposed−3,021$442.67F4−$1,337,306.073,101Direct
Apr 7, 2022Common StockSSaleDisposed−2,100$443.85F5−$932,0851,001Direct
Apr 7, 2022Common StockSSaleDisposed−700$444.73F6−$311,311301Direct
Apr 7, 2022Common StockSSaleDisposed−301$445.57F7−$134,116.570Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Apr 7, 2022Common StockMOption exerciseDisposed−4,227$0.00$02,818Direct
Apr 7, 2022Common StockMOption exerciseDisposed−12,290$0.00$03,073Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

This transaction was executed in multiple trades with sales prices ranging from $444.31 to $445.11. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F2

This transaction was executed in multiple trades with sales prices ranging from $440.17 to $441.11. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F3

This transaction was executed in multiple trades with sales prices ranging from $441.22 to $442.07. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F4

This transaction was executed in multiple trades with sales prices ranging from $442.25 to $443.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F5

This transaction was executed in multiple trades with sales prices ranging from $443.32 to $444.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F6

This transaction was executed in multiple trades with sales prices ranging from $444.32 to $445.31. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F7

This transaction was executed in multiple trades with sales prices ranging from $445.54 to $445.69. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)