Robie Robert J.'s Form 4 filing
Factset Research Systems Inc (FDS) · filed Oct 5, 2021
- Accession no.
- 0001013237-21-000134
- Filed
- Oct 5, 2021
- Trade date
- Oct 1, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions and 8 derivative transactions. Open-market sales total $1.20M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Robie Robert J.CIK 0001752592 | Officer (EVP, Head of Trading&Analytics) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 1, 2021 | Common Stock | MOption exerciseAcquired | +252 | $131.31 | +$33,090.12 | 850 | Direct | |
| Oct 1, 2021 | Common Stock | MOption exerciseAcquired | +320 | $152.28 | +$48,729.6 | 1,170 | Direct | |
| Oct 1, 2021 | Common Stock | MOption exerciseAcquired | +223 | $159.14 | +$35,488.22 | 1,393 | Direct | |
| Oct 1, 2021 | Common Stock | MOption exerciseAcquired | +575 | $166.18 | +$95,553.5 | 1,968 | Direct | |
| Oct 1, 2021 | Common Stock | MOption exerciseAcquired | +489 | $175.20 | +$85,672.8 | 2,457 | Direct | |
| Oct 1, 2021 | Common Stock | MOption exerciseAcquired | +390 | $189.98 | +$74,092.2 | 2,847 | Direct | |
| Oct 1, 2021 | Common Stock | MOption exerciseAcquired | +470 | $221.88 | +$104,283.6 | 3,317 | Direct | |
| Oct 1, 2021 | Common Stock | MOption exerciseAcquired | +330 | $255.87 | +$84,437.1 | 3,647 | Direct | |
| Oct 1, 2021 | Common Stock | SSaleDisposed | −2,838 | $392.40F1 | −$1,113,631.2 | 809 | Direct | |
| Oct 1, 2021 | Common Stock | SSaleDisposed | −211 | $393.14F2 | −$82,952.54 | 598 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 1, 2021 | Common Stock | MOption exerciseDisposed | −252 | $0.00 | $0 | 0 | Direct | |
| Oct 1, 2021 | Common Stock | MOption exerciseDisposed | −320 | $0.00 | $0 | 1,607 | Direct | |
| Oct 1, 2021 | Common Stock | MOption exerciseDisposed | −223 | $0.00 | $0 | 0 | Direct | |
| Oct 1, 2021 | Common Stock | MOption exerciseDisposed | −575 | $0.00 | $0 | 4,618 | Direct | |
| Oct 1, 2021 | Common Stock | MOption exerciseDisposed | −489 | $0.00 | $0 | 0 | Direct | |
| Oct 1, 2021 | Common Stock | MOption exerciseDisposed | −390 | $0.00 | $0 | 2,851 | Direct | |
| Oct 1, 2021 | Common Stock | MOption exerciseDisposed | −470 | $0.00 | $0 | 5,166 | Direct | |
| Oct 1, 2021 | Common Stock | MOption exerciseDisposed | −330 | $0.00 | $0 | 4,655 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades with sales prices ranging from $392.02 to $392.92. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades with sales prices ranging from $393.04 to $393.14. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.