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Carroll Jonathan P's Form 4 filing

Blue Dolphin Energy Co (BDCO) · filed Dec 16, 2022

Accession no.
0001010549-22-000261
Filed
Dec 16, 2022
Trade date
Dec 14-15, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 7 non-derivative transactions. Open-market purchases total $60.5K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Carroll Jonathan PCIK 0001284154Director, Officer (CEO & President), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 14, 2022Common StockPPurchaseAcquired+122$1.09+$132.983,871,298Direct
Dec 15, 2022Common StockPPurchaseAcquired+5,000$1.18+$5,9003,876,298Direct
Dec 15, 2022Common StockPPurchaseAcquired+5,000$1.19+$5,9503,881,298Direct
Dec 15, 2022Common StockPPurchaseAcquired+5,000$1.20+$6,0003,886,298Direct
Dec 15, 2022Common StockPPurchaseAcquired+25,000$1.21+$30,2503,911,298Direct
Dec 15, 2022Common StockPPurchaseAcquired+2,714$1.21+$3,283.943,914,012Direct
Dec 15, 2022Common StockPPurchaseAcquired+7,286$1.23+$8,961.783,921,298Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)