Pate Lisa M's Form 4 filing
US Xpress Enterprises Inc (USX) · filed Mar 24, 2023
- Accession no.
- 0001008886-23-000033
- Filed
- Mar 24, 2023, 4:44 PM ET
- Trade date
- Jun 2, 2021-Mar 22, 2023
- Filing delay
- 660 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market sales total $2.03M. It was filed 660 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pate Lisa MCIK 0001378972 | 10% Owner, Other: Trustee & Managing GP |
| Anna Marie Quinn 2012 Irrevocable Trust FBO Lisa M. PateCIK 0001743550 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 2, 2021 | Class A Common Stock | SSaleDisposed | −5,000 | $12.00 | −$60,000 | 105,919 | Direct | |
| Nov 22, 2021 | Class A Common Stock | SSaleDisposed | −20,000 | $9.00 | −$180,000 | 85,919 | Direct | |
| Mar 22, 2023 | Class A Common Stock | SSaleDisposed | −300,000 | $5.96F3 | −$1,787,370 | 2,013,914 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The price reflects a weighted average sale price for multiple transactions ranging from $5.95 to $5.98, inclusive. The reporting persons undertake to provide, upon request by the SEC staff, the issuer, or a stockholder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.