Adams Jon's Form 4/A amendment
AmendedColumbus McKinnon Corp (CMCO) · filed Jun 15, 2022
- Accession no.
- 0001005229-22-000172
- Filed
- Jun 15, 2022
- Trade date
- Jun 9, 2022
- Filing delay
- 6 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Jun 13, 2022
This filing lists 1 non-derivative transaction. It carries over 11 transactions from the original filing that it did not restate. Open-market sales total $631.7K. It was filed 6 days after the trade.
This amendment restates part of 0001005229-22-000170 (filed Jun 13, 2022). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Adams JonCIK 0001875308 | Officer (Interim Pres.Crane Solutions) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 9, 2022 | Common Stock | SSaleDisposed | −5,379 | $34.15 | −$183,692.85 | 4,980.94 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001005229-22-000170 (filed Jun 13, 2022).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 9, 2022 | Common Stock | MOption exerciseAcquired | +2,717 | $24.94 | +$67,761.98 | 13,076.94 | Direct | |
| Jun 9, 2022 | Common Stock | MOption exerciseAcquired | +4,878 | $15.16 | +$73,950.48 | 15,237.94 | Direct | |
| Jun 9, 2022 | Common Stock | SSaleDisposed | −4,878 | $34.27 | −$167,169.06 | 10,359.94 | Direct | |
| Jun 9, 2022 | Common Stock | MOption exerciseAcquired | +4,606 | $24.33 | +$112,063.98 | 14,965.94 | Direct | |
| Jun 9, 2022 | Common Stock | SSaleDisposed | −4,606 | $34.27 | −$157,847.62 | 10,359.94 | Direct | |
| Jun 9, 2022 | Common Stock | MOption exerciseAcquired | +3,588 | $25.52 | +$91,565.76 | 13,947.94 | Direct | |
| Jun 9, 2022 | Common Stock | SSaleDisposed | −3,588 | $34.27 | −$122,960.76 | 10,359.94 | Direct |
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 9, 2022 | Common Stock | MOption exerciseDisposed | −2,717 | $24.94 | −$67,761.98 | 0 | Direct | |
| Jun 9, 2022 | Common Stock | MOption exerciseDisposed | −4,878 | $15.16 | −$73,950.48 | 0 | Direct | |
| Jun 9, 2022 | Common Stock | MOption exerciseDisposed | −4,606 | $24.33 | −$112,063.98 | 0 | Direct | |
| Jun 9, 2022 | Common Stock | MOption exerciseDisposed | −3,588 | $25.52 | −$91,565.76 | 1,793 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Form 4 filed on June 13, 2022 is being amended to report additional shares sold by reporting person on June 9, 2022.
- F2
Represents restricted stock issued to reporting person subject to forfeiture in whole or part; 292.5001 shares become fully vested 5/20/2023; 510.4164 shares become fully vested 1/2/2023; 576.5939 shares become fully vested 5/18/2023; 584.4645 shares become fully vested 50% per year for two years beginning 5/17/2023; 1,005.9629 shares become fully vested 33.33% per year for three years beginning 7/1/2022, and 2,011 shares become fully vested 33.33% per year for 3 years beginning 5/16/2023, if reporting person remains an employee of issuer.