McCormick Peter M's Form 4 filing
Columbus McKinnon Corp (CMCO) · filed Aug 2, 2021
- Accession no.
- 0001005229-21-000214
- Filed
- Aug 2, 2021
- Trade date
- Jul 30, 2021
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 4 derivative transactions. Open-market sales total $1.50M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| McCormick Peter MCIK 0001222002 | Other: Former VP Crane Solutions |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 30, 2021 | Common Stock | MOption exerciseAcquired | +15,910 | $24.33 | +$387,090.3 | 49,237 | Direct | |
| Jul 30, 2021 | Common Stock | SSaleDisposed | −15,910 | $46.63 | −$741,883.3 | 33,327 | Direct | |
| Jul 30, 2021 | Common Stock | MOption exerciseAcquired | +6,072 | $38.70 | +$234,986.4 | 39,399 | Direct | |
| Jul 30, 2021 | Common Stock | SSaleDisposed | −6,072 | $46.63 | −$283,137.36 | 33,327 | Direct | |
| Jul 30, 2021 | Common Stock | MOption exerciseAcquired | +5,026 | $35.16 | +$176,714.16 | 38,353 | Direct | |
| Jul 30, 2021 | Common Stock | SSaleDisposed | −5,026 | $46.63 | −$234,362.38 | 33,327 | Direct | |
| Jul 30, 2021 | Common Stock | MOption exerciseAcquired | +5,160 | $25.52 | +$131,683.2 | 38,487 | Direct | |
| Jul 30, 2021 | Common Stock | SSaleDisposed | −5,160 | $46.63 | −$240,610.8 | 33,327 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 30, 2021 | Common Stock | MOption exerciseDisposed | −15,910 | $0.00 | $0 | 0 | Direct | |
| Jul 30, 2021 | Common Stock | MOption exerciseDisposed | −6,072 | $0.00 | $0 | 0 | Direct | |
| Jul 30, 2021 | Common Stock | MOption exerciseDisposed | −5,026 | $0.00 | $0 | 0 | Direct | |
| Jul 30, 2021 | Common Stock | MOption exerciseDisposed | −5,160 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.