Gershwind Erik's Form 4 filing
MSC Industrial Direct Co Inc (MSM) · filed Nov 6, 2023
- Accession no.
- 0001003078-23-000104
- Filed
- Nov 6, 2023
- Trade date
- Nov 3-5, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 7 non-derivative transactions and 5 derivative transactions. Open-market sales total $1.33M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gershwind ErikCIK 0001200390 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 3, 2023 | Class A Common Stock, $0.001 par value | SSaleDisposed | −13,599 | $97.91 | −$1,331,478.09 | 1,339,052 | Direct | |
| Nov 4, 2023 | Class A Common Stock, $0.001 par value | MOption exerciseAcquired | +4,920 | $0.00F1 | $0 | 1,343,972 | Direct | |
| Nov 4, 2023 | Class A Common Stock, $0.001 par value | MOption exerciseAcquired | +179.19 | $0.00F2 | $0 | 1,344,151 | Direct | |
| Nov 4, 2023 | Class A Common Stock, $0.001 par value | FTax withholdingDisposed | −2,603.19 | $97.78 | −$254,539.92 | 1,341,548 | Direct | |
| Nov 5, 2023 | Class A Common Stock, $0.001 par value | MOption exerciseAcquired | +4,781 | $0.00F1 | $0 | 1,346,329 | Direct | |
| Nov 5, 2023 | Class A Common Stock, $0.001 par value | MOption exerciseAcquired | +359.86 | $0.00F2 | $0 | 1,346,689 | Direct | |
| Nov 5, 2023 | Class A Common Stock, $0.001 par value | FTax withholdingDisposed | −2,624.86 | $97.78 | −$256,658.81 | 1,344,064 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 3, 2023 | Class A Common Stock, $0.001 par value | AGrant or awardAcquired | +18,152 | $0.00 | $0 | 18,152 | Direct | |
| Nov 4, 2023 | Class A Common Stock, $0.001 par value | MOption exerciseDisposed | −4,920 | $0.00 | $0 | 14,760 | Direct | |
| Nov 4, 2023 | Class A Common Stock, $0.001 par value | MOption exerciseDisposed | −179.19 | $0.00 | $0 | 6,557 | Direct | |
| Nov 5, 2023 | Class A Common Stock, $0.001 par value | MOption exerciseDisposed | −4,781 | $0.00 | $0 | 9,564 | Direct | |
| Nov 5, 2023 | Class A Common Stock, $0.001 par value | MOption exerciseDisposed | −359.86 | $0.00 | $0 | 6,198 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each RSU represents a contingent right to receive one share of Common Stock.
Referenced by the price of 2 transactions in Table I.
- F2
The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right ot receive one share of Common Stock.
Referenced by the price of 2 transactions in Table I.