Baruch Steven N's Form 4 filing
MSC Industrial Direct Co Inc (MSM) · filed Aug 12, 2022
- Accession no.
- 0001003078-22-000085
- Filed
- Aug 12, 2022
- Trade date
- Aug 10-11, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.75M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Baruch Steven NCIK 0001671741 | Officer (EVP, STRATEGY & MARKETING) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 10, 2022 | Class A Common Stock, $0.001 par value | MOption exerciseAcquired | +9,608 | $83.21 | +$799,481.68 | 22,310 | Direct | |
| Aug 10, 2022 | Class A Common Stock, $0.001 par value | SSaleDisposed | −9,608 | $84.37F2 | −$810,626.96 | 12,702 | Direct | |
| Aug 11, 2022 | Class A Common Stock, $0.001 par value | MOption exerciseAcquired | +5,996 | $71.33 | +$427,694.68 | 18,698 | Direct | |
| Aug 11, 2022 | Class A Common Stock, $0.001 par value | SSaleDisposed | −5,996 | $85.00F3 | −$509,660 | 12,702 | Direct | |
| Aug 11, 2022 | Class A Common Stock, $0.001 par value | MOption exerciseAcquired | +5,000 | $71.33 | +$356,650 | 17,702 | Direct | |
| Aug 11, 2022 | Class A Common Stock, $0.001 par value | SSaleDisposed | −5,000 | $85.50F4 | −$427,500 | 12,702 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 10, 2022 | Class A Common Stock, $0.001 par value | MOption exerciseDisposed | −9,608 | $83.21 | −$799,481.68 | 3,203 | Direct | |
| Aug 11, 2022 | Class A Common Stock, $0.001 par value | MOption exerciseDisposed | −5,996 | $71.33 | −$427,694.68 | 5,000 | Direct | |
| Aug 11, 2022 | Class A Common Stock, $0.001 par value | MOption exerciseDisposed | −5,000 | $71.33 | −$356,650 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents the sale of 9,608 shares in 50 separate transactions ranging from $84.13 to $84.815 per share, resulting in a weighted average sale price per share of $84.374607. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the sale of 5,996 shares in one transaction at $85.00 per share. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold.
Referenced by the price of 1 transaction in Table I.
- F4
Represents the sale of 5,000 shares in one transaction at $85.50 per share. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold.
Referenced by the price of 1 transaction in Table I.