Baruch Steven N's Form 4 filing
MSC Industrial Direct Co Inc (MSM) · filed Feb 4, 2022
- Accession no.
- 0001003078-22-000028
- Filed
- Feb 4, 2022
- Trade date
- Jan 25-Feb 3, 2022
- Filing delay
- 10 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 4 derivative transactions. Open-market sales total $1.40M. It was filed 10 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Baruch Steven NCIK 0001671741 | Officer (EVP, STRATEGY & MARKETING) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 2, 2022 | Class A Common Stock, $0.001 par value | MOption exerciseAcquired | +5,523 | $81.76 | +$451,560.48 | 18,808 | Direct | |
| Feb 2, 2022 | Class A Common Stock, $0.001 par value | MOption exerciseAcquired | +9,665 | $58.90 | +$569,268.5 | 28,473 | Direct | |
| Feb 2, 2022 | Class A Common Stock, $0.001 par value | SSaleDisposed | −15,188 | $83.95F2 | −$1,275,032.6 | 13,285 | Direct | |
| Feb 3, 2022 | Class A Common Stock, $0.001 par value | MOption exerciseAcquired | +1,542 | $58.90 | +$90,823.8 | 14,827 | Direct | |
| Feb 3, 2022 | Class A Common Stock, $0.001 par value | SSaleDisposed | −1,542 | $84.00F3 | −$129,528 | 13,285 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 25, 2022 | Class A Common Stock, $0.001 par value | AGrant or awardAcquired | +141.09 | $0.00 | $0 | 1,282 | Direct | |
| Feb 2, 2022 | Class A Common Stock, $0.001 par value | MOption exerciseDisposed | −5,523 | $81.76 | −$451,560.48 | 0 | Direct | |
| Feb 2, 2022 | Class A Common Stock, $0.001 par value | MOption exerciseDisposed | −9,665 | $58.90 | −$569,268.5 | 1,542 | Direct | |
| Feb 3, 2022 | Class A Common Stock, $0.001 par value | MOption exerciseDisposed | −1,542 | $58.90 | −$90,823.8 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents the sale of 15,188 shares in 17 separate transactions, ranging from $83.90 to $84.17 per share, resulting in a weighted average sale price per share of $83.949128. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the sale of 1,542 shares in one transaction at $84.00 per share. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the shares sold.
Referenced by the price of 1 transaction in Table I.