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Baxter Warner L's Form 4 filing

Ameren Corp (AEE) · filed Mar 2, 2022

Accession no.
0001002910-22-000045
Filed
Mar 2, 2022
Trade date
Feb 28-Mar 1, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions. Open-market sales total $2.33M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Baxter Warner LCIK 0001190093Director, Officer (Executive Chairman)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 28, 2022Common Stock, $.01 Par ValueFTax withholdingDisposed−44,117$85.95−$3,791,856.15375,893Direct
Mar 1, 2022Common Stock, $.01 Par ValueSSaleDisposed−9,221$84.63F4−$780,373.23366,672Direct
Mar 1, 2022Common Stock, $.01 Par ValueSSaleDisposed−9,179$85.18F5−$781,867.22357,493Direct
Mar 1, 2022Common Stock, $.01 Par ValueSSaleDisposed−8,945$85.83F6−$767,749.35348,548Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F4

This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.22 to $85.00, inclusive. The reporting person undertakes to provide Ameren Corporation (Ameren), any security holder of Ameren, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Referenced by the price of 1 transaction in Table I.

F5

This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.03 to $85.47, inclusive. The reporting person undertakes to provide Ameren Corporation (Ameren), any security holder of Ameren, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Referenced by the price of 1 transaction in Table I.

F6

This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.48 to $86.33, inclusive. The reporting person undertakes to provide Ameren Corporation (Ameren), any security holder of Ameren, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)