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Mark Richard J's Form 4 filing

Ameren Corp (AEE) · filed Mar 2, 2022

Accession no.
0001002910-22-000044
Filed
Mar 2, 2022
Trade date
Sep 30, 2021-Feb 28, 2022
Filing delay
153 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market sales total $493.1K. It was filed 153 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Mark Richard JCIK 0001190100Other: Chmn & President of Subsidiary

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 30, 2021Common Stock, $.01 Par ValueSSaleDisposed−6,000$82.18F3−$493,080160,791Direct
Feb 28, 2022Common Stock, $.01 Par ValueFTax withholdingDisposed−7,205$85.95−$619,269.75153,586Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.92 to $82.28, inclusive. The reporting person undertakes to provide Ameren Corporation (Ameren), any security holder of Ameren, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)