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Freda Fabrizio's Form 4 filing

Estee Lauder Companies Inc (EL) · filed Nov 5, 2024

Accession no.
0001001250-24-000198
Filed
Nov 5, 2024
Trade date
Nov 1, 2024
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 3 derivative transactions. Open-market sales total $743.3K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Freda FabrizioCIK 0001428855Director, Officer (President and CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 1, 2024Class A Common StockMOption exerciseAcquired+19,833–F2–306,807Direct
Nov 1, 2024Class A Common StockSSaleDisposed−10,969$67.76−$743,259.44295,838Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 1, 2024Class A Common StockMOption exerciseDisposed−4,788–F2–0Direct
Nov 1, 2024Class A Common StockMOption exerciseDisposed−7,053–F2–7,053Direct
Nov 1, 2024Class A Common StockMOption exerciseDisposed−7,992–F2–15,986Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Not applicable.

Referenced by the price of 1 transaction in Table I and 3 transactions in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)