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Jueptner Peter's Form 4 filing

Estee Lauder Companies Inc (EL) · filed May 23, 2024

Accession no.
0001001250-24-000064
Filed
May 23, 2024
Trade date
May 22, 2024
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.67M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Jueptner PeterCIK 0001201809Officer (Group President)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 22, 2024Class A Common StockMOption exerciseAcquired+12,786$76.23+$974,676.7818,364.43Direct
May 22, 2024Class A Common StockSSaleDisposed−12,786$130.62F3,F4−$1,670,107.325,578.43Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
May 22, 2024Class A Common StockMOption exerciseDisposed−12,786–F5–0Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

F4

Sales prices range from $130.31 to $131.19 per share, inclusive.

Referenced by the price of 1 transaction in Table I.

F5

Not applicable.

Referenced by the price of 1 transaction in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)