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Lauder Jane's Form 4 filing

Estee Lauder Companies Inc (EL) · filed Aug 24, 2023

Accession no.
0001001250-23-000115
Filed
Aug 24, 2023
Trade date
Aug 23, 2023
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.93M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Lauder JaneCIK 0001008091Director, Officer (Executive Vice President & CDO), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 23, 2023Class A Common StockMOption exerciseAcquired+12,661$67.31+$852,211.9168,461Direct
Aug 23, 2023Class A Common StockSSaleDisposed−12,661$152.75F2,F3−$1,933,967.7555,800Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 23, 2023Class A Common StockMOption exerciseDisposed−12,661$0.00F4$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

F3

Sales prices range from $152.73 to $152.85 per share, inclusive.

Referenced by the price of 1 transaction in Table I.

F4

Not applicable.

Referenced by the price of 1 transaction in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)