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Hertzmark Hudis Jane's Form 4 filing

Estee Lauder Companies Inc (EL) · filed May 17, 2023

Accession no.
0001001250-23-000060
Filed
May 17, 2023
Trade date
May 16, 2023
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions. Open-market sales total $1.97M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Hertzmark Hudis JaneCIK 0001745075Officer (Executive Group President)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 16, 2023Class A Common StockSSaleDisposed−2,799$198.85F1,F2−$556,581.1518,476Direct
May 16, 2023Class A Common StockSSaleDisposed−4,965$199.99F1,F3−$992,950.3513,511Direct
May 16, 2023Class A Common StockSSaleDisposed−545$200.78F1,F4−$109,425.112,966Direct
May 16, 2023Class A Common StockSSaleDisposed−1,560$201.50−$314,34011,406Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

Referenced by the price of 3 transactions in Table I.

F2

Sales prices range from $198.39 to $199.38 per share, inclusive.

Referenced by the price of 1 transaction in Table I.

F3

Sales prices range from $199.45 to $200.40 per share, inclusive.

Referenced by the price of 1 transaction in Table I.

F4

Sales prices range from $200.48 to $200.97 per share, inclusive.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)