Hertzmark Hudis Jane's Form 4 filing
Estee Lauder Companies Inc (EL) · filed May 12, 2023
- Accession no.
- 0001001250-23-000058
- Filed
- May 12, 2023
- Trade date
- May 11, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $8.75M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hertzmark Hudis JaneCIK 0001745075 | Officer (Executive Group President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 11, 2023 | Class A Common Stock | MOption exerciseAcquired | +10,535 | $107.95 | +$1,137,253.25 | 41,410 | Direct | |
| May 11, 2023 | Class A Common Stock | MOption exerciseAcquired | +23,176 | $138.15 | +$3,201,764.4 | 64,586 | Direct | |
| May 11, 2023 | Class A Common Stock | SSaleDisposed | −43,111 | $202.09F3,F4 | −$8,712,301.99 | 21,475 | Direct | |
| May 11, 2023 | Class A Common Stock | SSaleDisposed | −100 | $202.75 | −$20,275 | 21,375 | Direct | |
| May 11, 2023 | Class A Common Stock | SSaleDisposed | −100 | $202.76 | −$20,276 | 21,275 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
- F4
Sales prices range from $201.73 to $202.70 per share, inclusive.
Referenced by the price of 1 transaction in Table I.
- F5
Not applicable.
Referenced by the price of 2 transactions in Table II.