Haney Carl P.'s Form 4 filing
Estee Lauder Companies Inc (EL) · filed Sep 12, 2022
- Accession no.
- 0001001250-22-000154
- Filed
- Sep 12, 2022
- Trade date
- Sep 9, 2022
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.91M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Haney Carl P.CIK 0001537679 | Officer (EVP Research Prod & Innovation) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 9, 2022 | Class A Common Stock | MOption exerciseAcquired | +7,559 | $107.95F1 | +$815,994.05 | 10,855 | Direct | |
| Sep 9, 2022 | Class A Common Stock | SSaleDisposed | −5,109 | $251.86F2,F3 | −$1,286,752.74 | 5,746 | Direct | |
| Sep 9, 2022 | Class A Common Stock | SSaleDisposed | −2,450 | $252.45F2,F4 | −$618,502.5 | 3,296 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 9, 2022 | Class A Common Stock | MOption exerciseDisposed | −7,559 | $0.00F5 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 7,559 shares exercisable from and after January 1, 2019; 7,559 shares exercisable from and after January 1, 2020; 7,559 shares exercisable from and after January 1, 2021.
Referenced by the price of 1 transaction in Table I.
- F2
The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
Referenced by the price of 2 transactions in Table I.
- F3
Sales prices range from $251.26 to $252.24 per share, inclusive.
Referenced by the price of 1 transaction in Table I.
- F4
Sales prices range from $252.26 to $252.63 per share, inclusive.
Referenced by the price of 1 transaction in Table I.
- F5
Not applicable.
Referenced by the price of 1 transaction in Table II.