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O'Hare Michael's Form 4 filing

Estee Lauder Companies Inc (EL) · filed Sep 8, 2022

Accession no.
0001001250-22-000137
Filed
Sep 8, 2022
Trade date
Sep 6-7, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $523.3K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
O'Hare MichaelCIK 0001587814Officer (EVP-Global Human Resources)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 6, 2022Class A Common StockAGrant or awardAcquired+4,739$0.00$04,739Direct
Sep 6, 2022Class A Common StockFTax withholdingDisposed−2,621$248.02−$650,060.422,118Direct
Sep 7, 2022Class A Common StockSSaleDisposed−2,118$247.08−$523,315.440Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 6, 2022Class A Common StockAGrant or awardAcquired+11,840–F4–11,840Direct
Sep 6, 2022Class A Common StockAGrant or awardAcquired+3,889–F4–3,889Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F4

Not applicable.

Referenced by the price of 2 transactions in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)