Sternlicht Barry S's Form 4 filing
Estee Lauder Companies Inc (EL) · filed Aug 26, 2022
- Accession no.
- 0001001250-22-000125
- Filed
- Aug 26, 2022
- Trade date
- Aug 25, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.30M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sternlicht Barry SCIK 0001034657 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 25, 2022 | Class A Common Stock | MOption exerciseAcquired | +4,736 | $57.49 | +$272,272.64 | 35,718 | Direct | |
| Aug 25, 2022 | Class A Common Stock | SSaleDisposed | −2,700 | $274.01F1,F2 | −$739,827 | 33,018 | Direct | |
| Aug 25, 2022 | Class A Common Stock | SSaleDisposed | −2,036 | $274.71F1,F3 | −$559,309.56 | 30,982 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 25, 2022 | Class A Common Stock | MOption exerciseDisposed | −4,736 | –F6 | – | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
Referenced by the price of 2 transactions in Table I.
- F2
Sales prices range from $273.36 to $274.35 per share, inclusive.
Referenced by the price of 1 transaction in Table I.
- F3
Sales prices range from $274.36 to $275.25 per share, inclusive.
Referenced by the price of 1 transaction in Table I.
- F6
Not applicable.
Referenced by the price of 1 transaction in Table II.