Lauder Jane's Form 4 filing
Estee Lauder Companies Inc (EL) · filed May 6, 2022
- Accession no.
- 0001001250-22-000057
- Filed
- May 6, 2022
- Trade date
- May 4, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market sales total $4.91M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lauder JaneCIK 0001008091 | Director, Officer (EVP, Enterprise Mkg & CDataO), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 4, 2022 | Class A Common Stock | MOption exerciseAcquired | +20,032 | $59.78F1 | +$1,197,512.96 | 73,605 | Direct | |
| May 4, 2022 | Class A Common Stock | SSaleDisposed | −3,600 | $243.68F2,F3 | −$877,248 | 70,005 | Direct | |
| May 4, 2022 | Class A Common Stock | SSaleDisposed | −5,854 | $244.66F2,F4 | −$1,432,239.64 | 64,151 | Direct | |
| May 4, 2022 | Class A Common Stock | SSaleDisposed | −3,429 | $245.76F2,F5 | −$842,711.04 | 60,722 | Direct | |
| May 4, 2022 | Class A Common Stock | SSaleDisposed | −6,849 | $246.51F2,F6 | −$1,688,346.99 | 53,873 | Direct | |
| May 4, 2022 | Class A Common Stock | SSaleDisposed | −300 | $247.33F2,F7 | −$74,199 | 53,573 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 4, 2022 | Class A Common Stock | MOption exerciseDisposed | −20,032 | –F8 | – | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 20,032 shares exercisable as follows: 6,677 shares from and after January 1, 2014; 6,677 shares from and after January 1, 2015; and 6,678 shares from and after January 1, 2016.
Referenced by the price of 1 transaction in Table I.
- F2
The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
Referenced by the price of 5 transactions in Table I.
- F3
Sales prices range from $243.16 to $244.15 per share, inclusive.
Referenced by the price of 1 transaction in Table I.
- F4
Sales prices range from $244.21 to $245.17 per share, inclusive.
Referenced by the price of 1 transaction in Table I.
- F5
Sales prices range from $245.23 to $246.22 per share, inclusive.
Referenced by the price of 1 transaction in Table I.
- F6
Sales prices range from $246.23 to $246.99 per share, inclusive.
Referenced by the price of 1 transaction in Table I.
- F7
Sales prices range from $247.29 to $247.36 per share, inclusive.
Referenced by the price of 1 transaction in Table I.
- F8
Not applicable.
Referenced by the price of 1 transaction in Table II.