Freda Fabrizio's Form 4 filing
Estee Lauder Companies Inc (EL) · filed Mar 14, 2022
- Accession no.
- 0001001250-22-000032
- Filed
- Mar 14, 2022
- Trade date
- Mar 11, 2022
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 1 derivative transaction. Open-market sales total $34.1M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Freda FabrizioCIK 0001428855 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 11, 2022 | Class A Common Stock | MOption exerciseAcquired | +127,919 | $76.23F1 | +$9,751,265.37 | 203,593 | Direct | |
| Mar 11, 2022 | Class A Common Stock | SSaleDisposed | −38,118 | $264.37F2,F3 | −$10,077,255.66 | 165,475 | Direct | |
| Mar 11, 2022 | Class A Common Stock | SSaleDisposed | −24,046 | $265.30F2,F4 | −$6,379,403.8 | 141,429 | Direct | |
| Mar 11, 2022 | Class A Common Stock | SSaleDisposed | −8,558 | $266.40F2,F5 | −$2,279,851.2 | 132,871 | Direct | |
| Mar 11, 2022 | Class A Common Stock | SSaleDisposed | −14,500 | $267.68F2,F6 | −$3,881,360 | 118,371 | Direct | |
| Mar 11, 2022 | Class A Common Stock | SSaleDisposed | −25,714 | $269.20F2,F7 | −$6,922,208.8 | 92,657 | Direct | |
| Mar 11, 2022 | Class A Common Stock | SSaleDisposed | −14,656 | $270.40F2,F8 | −$3,962,982.4 | 78,001 | Direct | |
| Mar 11, 2022 | Class A Common Stock | SSaleDisposed | −2,327 | $271.10F2,F9 | −$630,849.7 | 75,674 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 11, 2022 | Class A Common Stock | MOption exerciseDisposed | −127,919 | $0.00F10 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 42,639 shares exercisable from and after January 1, 2016; 42,640 shares exercisable from and after January 1, 2017; and 42,640 shares exercisable from and after January 1, 2018.
Referenced by the price of 1 transaction in Table I.
- F2
The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
Referenced by the price of 7 transactions in Table I.
- F3
Sales prices range from $264.07 to $264.83 per share, inclusive.
Referenced by the price of 1 transaction in Table I.
- F4
Sales prices range from $265.06 to $265.93 per share, inclusive.
Referenced by the price of 1 transaction in Table I.
- F5
Sales prices range from $266.07 to $266.82 per share, inclusive.
Referenced by the price of 1 transaction in Table I.
- F6
Sales prices range from $267.30 to $268.19 per share, inclusive.
Referenced by the price of 1 transaction in Table I.
- F7
Sales prices range from $268.86 to $269.79 per share, inclusive.
Referenced by the price of 1 transaction in Table I.
- F8
Sales prices range from $269.94 to $270.92 per share, inclusive.
Referenced by the price of 1 transaction in Table I.
- F9
Sales prices range from $271.08 to $271.10 per share, inclusive.
Referenced by the price of 1 transaction in Table I.
- F10
Not applicable.
Referenced by the price of 1 transaction in Table II.