O'Hare Michael's Form 4 filing
Estee Lauder Companies Inc (EL) · filed Feb 7, 2022
- Accession no.
- 0001001250-22-000011
- Filed
- Feb 7, 2022
- Trade date
- Feb 4, 2022
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $5.08M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| O'Hare MichaelCIK 0001587814 | Officer (EVP-Global Human Resources) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 4, 2022 | Class A Common Stock | MOption exerciseAcquired | +6,055 | $138.15 | +$836,498.25 | 6,055 | Direct | |
| Feb 4, 2022 | Class A Common Stock | MOption exerciseAcquired | +4,815 | $199.49 | +$960,544.35 | 10,870 | Direct | |
| Feb 4, 2022 | Class A Common Stock | MOption exerciseAcquired | +5,519 | $218.06 | +$1,203,473.14 | 16,389 | Direct | |
| Feb 4, 2022 | Class A Common Stock | SSaleDisposed | −16,389 | $309.88 | −$5,078,623.32 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 4, 2022 | Class A Common Stock | MOption exerciseDisposed | −6,055 | –F4 | – | 0 | Direct | |
| Feb 4, 2022 | Class A Common Stock | MOption exerciseDisposed | −4,815 | –F4 | – | 4,815 | Direct | |
| Feb 4, 2022 | Class A Common Stock | MOption exerciseDisposed | −5,519 | –F4 | – | 11,042 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
Not applicable.
Referenced by the price of 3 transactions in Table II.