Lauder William P's Form 4 filing
Estee Lauder Companies Inc (EL) · filed Dec 3, 2021
- Accession no.
- 0001001250-21-000228
- Filed
- Dec 3, 2021
- Trade date
- Dec 1-2, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 14 non-derivative transactions and 5 derivative transactions. Open-market sales total $19.3M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lauder William PCIK 0001008082 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 1, 2021 | Class A Common Stock | MOption exerciseAcquired | +11,883 | $89.47 | +$1,063,172.01 | 18,173 | Direct | |
| Dec 1, 2021 | Class A Common Stock | MOption exerciseAcquired | +4,396 | $107.95 | +$474,548.2 | 22,569 | Direct | |
| Dec 1, 2021 | Class A Common Stock | SSaleDisposed | −6,979 | $328.14F1,F2 | −$2,290,089.06 | 15,590 | Direct | |
| Dec 1, 2021 | Class A Common Stock | SSaleDisposed | −2,200 | $329.53F1,F3 | −$724,966 | 13,390 | Direct | |
| Dec 1, 2021 | Class A Common Stock | SSaleDisposed | −6,500 | $330.68F1,F4 | −$2,149,420 | 6,890 | Direct | |
| Dec 1, 2021 | Class A Common Stock | SSaleDisposed | −2,900 | $331.41F1,F5 | −$961,089 | 3,990 | Direct | |
| Dec 2, 2021 | Class A Common Stock | MOption exerciseAcquired | +15,965 | $107.95 | +$1,723,421.75 | 19,955 | Direct | |
| Dec 2, 2021 | Class A Common Stock | MOption exerciseAcquired | +14,106 | $138.15 | +$1,948,743.9 | 34,061 | Direct | |
| Dec 2, 2021 | Class A Common Stock | MOption exerciseAcquired | +6,080 | $199.49 | +$1,212,899.2 | 40,141 | Direct | |
| Dec 2, 2021 | Class A Common Stock | SSaleDisposed | −4,951 | $327.31F1,F6 | −$1,620,511.81 | 35,190 | Direct | |
| Dec 2, 2021 | Class A Common Stock | SSaleDisposed | −9,317 | $328.12F1,F7 | −$3,057,094.04 | 25,873 | Direct | |
| Dec 2, 2021 | Class A Common Stock | SSaleDisposed | −16,980 | $329.10F1,F8 | −$5,588,118 | 8,893 | Direct | |
| Dec 2, 2021 | Class A Common Stock | SSaleDisposed | −7,184 | $330.20F1,F9 | −$2,372,156.8 | 1,709 | Direct | |
| Dec 2, 2021 | Class A Common Stock | SSaleDisposed | −1,709 | $331.18F1,F10 | −$565,986.62 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 1, 2021 | Class A Common Stock | MOption exerciseDisposed | −11,883 | $0.00F12 | $0 | 0 | Direct | |
| Dec 1, 2021 | Class A Common Stock | MOption exerciseDisposed | −4,396 | $0.00F12 | $0 | 15,965 | Direct | |
| Dec 2, 2021 | Class A Common Stock | MOption exerciseDisposed | −15,965 | $0.00F12 | $0 | 0 | Direct | |
| Dec 1, 2021 | Class A Common Stock | MOption exerciseDisposed | −14,106 | $0.00F12 | $0 | 7,053 | Direct | |
| Dec 2, 2021 | Class A Common Stock | MOption exerciseDisposed | −6,080 | $0.00F12 | $0 | 12,160 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
Referenced by the price of 9 transactions in Table I.
- F2
Sales prices range from $328.00 to $328.95 per share, inclusive.
Referenced by the price of 1 transaction in Table I.
- F3
Sales prices range from $329.10 to $330.01 per share, inclusive.
Referenced by the price of 1 transaction in Table I.
- F4
Sales prices range from $330.19 to $331.17 per share, inclusive.
Referenced by the price of 1 transaction in Table I.
- F5
Sales prices range from $331.20 to $331.72 per share, inclusive.
Referenced by the price of 1 transaction in Table I.
- F6
Sales prices range from $326.64 to $327.63 per share, inclusive.
Referenced by the price of 1 transaction in Table I.
- F7
Sales prices range from $327.66 to $328.65 per share, inclusive.
Referenced by the price of 1 transaction in Table I.
- F8
Sales prices range from $328.66 to $329.65 per share, inclusive.
Referenced by the price of 1 transaction in Table I.
- F9
Sales prices range from $329.66 to $330.60 per share, inclusive.
Referenced by the price of 1 transaction in Table I.
- F10
Sales prices range from $330.66 to $331.53 per share, inclusive.
Referenced by the price of 1 transaction in Table I.
- F12
Not applicable.
Referenced by the price of 5 transactions in Table II.